TOP · Nasdaq · CIK 0001848275
TOP Financial Group Ltd
TOP Financial Group Ltd’s most recent SEC filing in our snapshot is a Form 8-K filed on Oct 16, 2026. In fiscal 2026 (year ended Mar 31, 2026) it reported revenue of $4.7M and net income of -$1.2M, according to its XBRL data on EDGAR. Its EDGAR record lists 0 Form 4 insider filings from the 12 months before our last refresh.
SEC EDGAR snapshot updated Oct 27, 2026, 11:27 PM EDT. See all filings on sec.gov.
Company overview
- Legal name (as filed)
- TOP Financial Group Ltd
- Ticker
- TOP
- SEC Central Index Key (CIK)
- 0001848275
- Industry (SIC)
- Security & Commodity Brokers, Dealers, Exchanges & Services (code 6200)
- Business address
- HOUSTON, TX
- State or country of incorporation
- Cayman Islands
- Fiscal year ends
- March 31
- SEC filer category
- <br>Emerging growth company
- Position in SEC ticker list
- #1966 of the 3,000 companies we track
Five-year financial highlights
Full-year figures from TOP Financial Group Ltd’s annual reports, as tagged in XBRL and published by the SEC. Amounts are in U.S. dollars; the fiscal year is named for the calendar year in which it ends.
| Item | FY2022 ended Mar 31, 2022 | FY2023 ended Mar 31, 2023 | FY2024 ended Mar 31, 2024 | FY2025 ended Mar 31, 2025 | FY2026 ended Mar 31, 2026 |
|---|---|---|---|---|---|
| Revenue | $7.8M | $9.7M | $8.0M | $3.3M | $4.7M |
| Net income | $3.5M | $3.4M | $1.1M | -$6.0M | -$1.2M |
| Diluted EPS | $0.12 | $0.10 | $0.03 | -$0.16 | -$0.03 |
| Total assets | $13.9M | $40.3M | $57.6M | $46.8M | $86.1M |
| Cash and equivalents | $6.2M | $16.0M | $25.9M | $12.2M | $13.0M |
XBRL tags used: revenue = Revenues; netIncome = NetIncomeLoss; assets = Assets; eps = EarningsPerShareDiluted; cash = CashAndCashEquivalentsAtCarryingValue. EPS is shown as originally reported for each year and may not be adjusted for later stock splits. A dash means the company did not report that item in a form we could match.
How to read these numbers
Revenue is the money a company brings in from selling its products and services; net income is what is left after all expenses, interest and taxes. Diluted EPS spreads net income across every share that could exist if options and convertible securities were exercised. Total assets and cash are balance-sheet figures measured on the last day of the fiscal year. For the full story — segment results, one-time charges, guidance — read Management’s Discussion and Analysis in the Form 10-K.
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Latest key reports
The most recent filing of each major report type, even if it falls outside the 40 newest filings below.
| Filed | Form | What it is | Original |
|---|---|---|---|
| Jul 7, 2026 | 10-K | ANNUAL REPORT· period Mar 31, 2026 | Document · Index |
| Aug 17, 2026 | 10-Q | QUARTERLY REPORT· period Jun 30, 2026 | Document · Index |
| Oct 16, 2026 | 8-K | Regulation FD disclosure· period Oct 16, 2026 | Document · Index |
| Aug 13, 2025 | 20-F | ANNUAL REPORT· period Mar 31, 2025 | Document · Index |
| Jun 23, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period Jun 23, 2026 | Document · Index |
Recent SEC filings
The 40 newest documents filed by or about TOP Financial Group Ltd, by form type:
| Filed | Form | What it is | Original |
|---|---|---|---|
| Oct 16, 2026 | 8-K | Regulation FD disclosure· period Oct 16, 2026 | Document · Index |
| Oct 14, 2026 | 8-K | Regulation FD disclosure· period Oct 14, 2026 | Document · Index |
| Oct 13, 2026 | 3 | Initial statement of beneficial ownership· period Oct 8, 2026 | Document · Index |
| Oct 9, 2026 | 8-K | Director or officer change· period Oct 8, 2026 | Document · Index |
| Oct 8, 2026 | EFFECT | EFFECT | Document · Index |
| Oct 8, 2026 | 424B3 | PROSPECTUS | Document · Index |
| Oct 1, 2026 | F-1 | REGISTRATION STATEMENT | Document · Index |
| Sep 29, 2026 | 8-K | Director or officer change· period Sep 25, 2026 | Document · Index |
| Sep 21, 2026 | 8-K | Director or officer change· period Sep 21, 2026 | Document · Index |
| Sep 18, 2026 | DRS | DRS | Document · Index |
| Sep 4, 2026 | 8-K | Regulation FD disclosure· period Sep 4, 2026 | Document · Index |
| Aug 17, 2026 | 10-Q | QUARTERLY REPORT· period Jun 30, 2026 | Document · Index |
| Aug 17, 2026 | NT 10-Q | NOTIFICATION OF LATE FILING· period Jun 30, 2026 | Document · Index |
| Aug 4, 2026 | 8-K | Regulation FD disclosure· period Jul 31, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 3 | Initial statement of beneficial ownership· period Mar 18, 2026 | Document · Index |
| Jul 31, 2026 | 8-K | Change to shareholder rights; Charter, bylaws or fiscal year change· period Jul 30, 2026 | Document · Index |
| Jul 30, 2026 | SCHEDULE 13D | Active beneficial ownership report (over 5%) | Document · Index |
| Jul 23, 2026 | 8-K | Other events· period Jul 21, 2026 | Document · Index |
| Jul 20, 2026 | 8-K | Material agreement; Unregistered equity sale· period Jul 19, 2026 | Document · Index |
| Jul 13, 2026 | 8-K | Unregistered equity sale; Regulation FD disclosure· period Jul 9, 2026 | Document · Index |
| Jul 7, 2026 | 10-K | ANNUAL REPORT· period Mar 31, 2026 | Document · Index |
| Jun 30, 2026 | NT 10-K | NOTIFICATION OF LATE FILING· period Mar 31, 2026 | Document · Index |
| Jun 23, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period Jun 23, 2026 | Document · Index |
| Jun 23, 2026 | 424B5 | PROSPECTUS SUPPLEMENT | Document · Index |
| Jun 22, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period Jun 22, 2026 | Document · Index |
| May 29, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period May 29, 2026 | Document · Index |
| May 12, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period May 12, 2026 | Document · Index |
| May 11, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period May 11, 2026 | Document · Index |
| May 4, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period May 4, 2026 | Document · Index |
| Mar 26, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period Mar 26, 2026 | Document · Index |
| Jan 20, 2026 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period Sep 30, 2025 | Document · Index |
| Aug 25, 2025 | 6-K | REPORT OF FOREIGN PRIVATE ISSUER· period Aug 25, 2025 | Document · Index |
| Aug 13, 2025 | 20-F | ANNUAL REPORT· period Mar 31, 2025 | Document · Index |
| Jul 31, 2025 | NT 20-F | NOTIFICATION OF LATE FILING· period Mar 31, 2025 | Document · Index |
Insider filing activity
0 Form 4 filings appear in TOP Financial Group Ltd’s EDGAR record between Oct 28, 2025 and our last refresh. Most are reports by the company’s own directors, officers and 10% owners, but EDGAR also lists a Form 4 under a company when the company itself is the insider — for example, when it owns more than 10% of another public company. Foreign private issuers’ own insiders generally do not file Form 4. A high count is not by itself a signal: many Form 4s report routine stock awards, tax withholding or sales under pre-arranged Rule 10b5-1 plans. Open each filing to see the transaction code, share count and price. What a Form 4 shows.
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Source
- U.S. Securities and Exchange Commission, EDGAR submissions for CIK 0001848275 and XBRL company facts. TOP Financial Group Ltd on EDGAR.
- Snapshot updated Oct 27, 2026, 11:27 PM EDT. The SEC does not endorse OpenFilings. Company names and tickers are used only to identify the filer; no logos are shown.
Not investment advice. This page summarizes public SEC filings for information only. Figures may contain errors or omissions; confirm everything in the original filing before relying on it.
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